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Elisse B. Walter
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#	Item
41	The Honorable Elisse B. Walter Member United States Securities and Exchange Commission 100 F Street NE Washington, DC[removed]Re: Underwriters and Financial Advisors Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-29 11:16:08 Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act Underwriting U.S. Securities and Exchange Commission Financial adviser Financial Advisor Broker-dealer Securities market Investor Protection and Securities Reform Act Financial economics Finance Business
42	Comments of NASD on s7-25-95 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-06 11:23:06 Finance Financial services 76th United States Congress Investment Advisers Act Financial adviser U.S. Securities and Exchange Commission Elisse B. Walter Registered representative Mary Schapiro Financial economics Law United States securities law
43	December 20, 2012 Chairman Elisse B. Walter Commissioner Luis A. Aguilar Commissioner Troy A. Paredes Commissioner Daniel M. Gallagher Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-08 10:09:23 Finance United States Securities and Exchange Commission 73rd United States Congress Stock market Self-regulatory organizations U.S. Securities and Exchange Commission Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Financial economics United States securities law Investment
44	Microsoft Word - Memo to File re AIMA meeting[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-13 15:43:02 U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation Government Financial economics Late-2000s financial crisis Systemic risk Elisse B. Walter
45	Final Report of the 2011 SEC Government-Business Forum on Small Business Capital Formation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-21 12:07:30 U.S. Securities and Exchange Commission Business Financial regulation Luis A. Aguilar Financial Industry Regulatory Authority Elisse B. Walter Public Company Accounting Oversight Board Center for Audit Quality Annette Nazareth United States securities law Economy of the United States Corporate crime
46	Microsoft Word - Document1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-22 14:44:31 Accountancy Business Self-regulatory organizations Governmental Accounting Standards Board Elisse B. Walter
47	Microsoft Word[removed]Getco Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-20 14:02:59 Systemic risk Elisse B. Walter Dodd–Frank Wall Street Reform and Consumer Protection Act Wall Street reform Consumer Protection Act Financial economics United States federal banking legislation Global Electronic Trading Company GETCO
48	MEMORANDUM TO: Files on Titles IV of the Dodd-Frank Wall Street Reform and Consumer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-22 10:51:47 Financial markets Bonds Securities Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Elisse B. Walter Financial economics Investment Finance
49	Microsoft Word[removed]AIMA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-13 16:10:30 Elisse B. Walter Luis A. Aguilar Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation Government Financial economics Year of birth missing Corporate crime U.S. Securities and Exchange Commission
50	Microsoft Word - April 28 meeting with Assured Guaranty and Association of Financial Guaranty Insurers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-06 15:30:05 Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Elisse B. Walter Patton Boggs Government Financial regulation Corporate crime Nationally recognized statistical rating organization